Exchange Bulletin
Harvest Premium Yield Treasury ETF (HPYT) To Trade On 兔子先生
September 26, 2023
Issuer: Harvest Premium Yield Treasury ETF (the "ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| Class A units ("Units") | HPYT | 425,000 | None | $12.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CDN$ |
| Transaction: | Initial public offering of Units (the "Offering") |
| Listing date: | September 27, 2023 (as at 5:01 pm) in anticipation of closing of the Offering. |
| Anticipated closing date: | September 28, 2023 (prior to the opening) |
| Posted for trading date: | September 28, 2023 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | CIBC World Markets Inc. |
| Investor relations: | Michael Kovacs (416) 649-4541 info@harvestportfolios.com |
| Incorporation: | The ETF is an exchange-traded mutual fund trust established under the laws of the Province of Ontario on September 22, 2023, pursuant to an amended and restated declaration of trust |
| Manager and Trustee: | Harvest Portfolios Group Inc. |
| Fiscal year end: | December 31 |
| Nature of business: | The ETF will seek to provide high monthly cash distributions to Unitholders by investing, on a non-levered basis, in a portfolio of exchange traded mutual funds, selected by the Manager, that provide exposure primarily to longer-dated U.S. treasury bonds and are listed on a regulated stock exchange in North America. The ETF will generally write covered call options on up to 100% of the portfolio securities. The level of covered call option writing may vary based on market volatility and other factors. |
| Transfer agent and registrar: | State Street Trust Company Canada at its principal office in Toronto |
| Distributions: | Any cash distributions on Units of the ETF are expected to be made monthly, if any. |
| Sponsorship: | Not applicable |
| Offering document: | Prospectus dated September 22, 2023, which is available at . Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Initial public offering: | Units will be issued and sold on a continuous basis. A Unit of the ETF represents an undivided interest in the net assets of the ETF. The ETF is entitled to issue an unlimited number of Units. Units sold in connection with the initial public offering for the ETF will amount to 425,000 Units at a price of $12.00 per Unit. |
| TSX contact: | Selma Thaver, Managing Director, TSX Listings |