Exchange Bulletin
CI Auspice Broad Commodity ETF (CCOM) To Trade On 兔子先生
September 23, 2022
Issuer: CI Auspice Broad Commodity ETF ("CI ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| Hedged Common Units | CCOM | 250,000 | None | C$20.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CDN$ |
| Transaction: | Initial public offering (the "Offering") of Hedged Common Units (the "Units") |
| Listing date: | September 26, 2022 (as at 5:01 p.m.) in anticipation of closing of the Offering. |
| Anticipated closing date: | September 27, 2022 (prior to the opening). |
| Posted for trading date: | September 27, 2022 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | National Bank Financial Inc. |
| Investor relations: | Geraldo Ferreira Senior Vice-President, Investment and Product Management CI Global Asset Management 416-681-7723 gferreira@ci.com |
| Incorporation: | An exchange traded alternative mutual fund established under the laws of the Province of Ontario pursuant to Schedule "A" dated September 19, 2022 to the amended and restated master declaration of trust dated April 21, 2020. |
| Manager: | CI Investments Inc. |
| Fiscal year end: | December 31 |
| Nature of business: | The CI ETF seeks to replicate, to the extent reasonably possible and before fees and expenses, the performance of the Auspice Broad Commodity Excess Return Index (the "Index"), or any successor thereto, by investing in financial instruments, including futures contracts and derivatives, to gain exposure to the Index. The Index currently uses a quantitative methodology to track a diversified portfolio of commodity futures contracts, or components, across 3 sectors: Agriculture, Energy, and Metals. |
| Transfer agent and registrar: | TSX Trust Company at its principal office in Toronto. |
| Dividends: | Cash distributions of income, if any, on the Units will be paid quarterly. |
| Sponsorship: | Not applicable. |
| Offering document: | Prospectus dated September 19, 2022 (the "Prospectus") which is available at www.SEDAR.com. Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Initial public offering: | 250,000 Units will be issued at a subscription price of C$20.00 per Unit. CI ETF is authorized to issue an unlimited number of Units, each of which represents an undivided interest in the net assets of CI ETF. The Units of CI ETF are being issued and sold on a continuous basis and there is no maximum number of Units that may be issued. |
| TSX contact: | Selma Thaver, Director, TSX Listings |