Exchange Bulletin
Harvest ESG Equity Income Index ETF (HESG) To Trade On 兔子先生
September 20, 2022
Issuer: Harvest ESG Equity Income Index ETF (the "ETF")
| Security | Symbol | Issued and Outstanding Securities | Reserved Securities | Issue Price |
|---|---|---|---|---|
| Class A units | HESG | 300,000 | None | $10.00 |
| Listing category: | Non-Corporate |
| Trading currency: | CDN$ |
| Transaction: | Initial public offering of Class A Units (the "Units") (the "Offering") |
| Listing date: | September 21, 2022 (as at 5:01 pm) in anticipation of closing of the Offering. |
| Anticipated closing date: | September 22, 2022 (prior to the opening) |
| Posted for trading date: | September 22, 2022 (at the opening) subject to confirmation of closing of the Offering. |
| Other market(s): | None |
| Designated market maker: | BMO Nesbitt Burns Inc. |
| Investor relations: | Michael Kovacs (416) 649-4541 info@harvestportfolios.com |
| Incorporation: | The ETF is an exchange traded mutual fund trust established under the laws of the province of Ontario on August 30, 2022, pursuant to an amended and restated declaration of trust. |
| Manager and Trustee: | Harvest Portfolios Group Inc. |
| Fiscal year end: | December 31 |
| Nature of business: | The ETF seeks to track, to the extent reasonably possible before fees and expenses, the performance of the Solactive ESG US Equity Index TR or any successor thereto, while mitigating downside risk. The ETF invests primarily in the equity constituents of Solcative ESG Equity Index TR, or any successor thereto, while writing covered call options on up to 33% of the portfolio securities. The level of covered call option writing may vary based on market volatility and other factors. |
| Transfer agent and registrar: | State Street Trust Company Canada at its principal office in Toronto |
| Distributions: | Cash distributions of income, if any, on Units are expected to be made periodically. At least initially, the ETF will target a monthly distribution commencing on or about October 31, 2022, or such other date determined by the Manager. |
| Sponsorship: | Not applicable |
| Offering document: | Prospectus dated August 30, 2022, which is available at . Capitalized terms not otherwise defined herein are as defined in the Prospectus. |
| Initial public offering: | Units will be issued and sold on a continuous basis. A Unit of the ETF represents an undivided interest in the net assets of the ETF. The ETF is entitled to issue an unlimited number of Units. Units sold in connection with the initial public offering for the ETF will amount to 300,000 Units at a price of $10.00 per Unit. |
| TSX contact: | Selma Thaver, Director, TSX Listings |