兔子先生

TSXV Corporate Finance Policies

NumberTitle
Policy 1.1 Interpretation (Available in Spanish)

Interpretation (Blackline to July 26, 2019)
Policy 1.2 Filing Locations and Procedures
Policy 1.3 Schedule of Fees (Available in Spanish)
Policy 2.1 Initial Listing Requirements
Policy 2.2 Sponsorship and Sponsorship Requirements
Policy 2.3 Listing Procedures

Listing Procedures (Blackline to June 14, 2010)
Policy 2.4 Capital Pool Companies (Available in Spanish)

Capital Pool Companies (Blackline to June 14, 2010)
Policy 2.5 Continued Listing Requirements and Inter-Tier Movement
Policy 2.6 Reactivation of NEX Companies
Policy 2.7 Pre-Filing Conferences
Policy 2.8 Supplemental Listings (Available in Spanish)

Supplemental Listings (Blackline to September 5, 2017)
Policy 2.9 Trading Halts, Suspensions and Delisting (Available in Spanish)

Trading Halts, Suspensions and Delisting (Blackline to June 14, 2010) (Available in Spanish)
Policy 2.10 Listing of Emerging Market Issuers
Policy 3.1 Directors, Officers, Other Insiders & Personnel and Corporate Governance
Policy 3.2 Filing Requirements and Continuous Disclosure (Available in Spanish)

Filing Requirements and Continuous Disclosure (Blackline to October 10, 2019)
Policy 3.3 Timely Disclosure
Policy 3.4 Investor Relations, Promotional and Market-Making Activities
Policy 3.5 Restricted Shares
Policy 4.1 Private Placements

Private Placements (Blackline to August 14, 2013)
Policy 4.2 Prospectus Offerings (Available in Spanish)

Prospectus Offerings (Blackline to December 15, 2008)
Policy 4.3 Shares for Debt
Policy 4.4 Security Based Compensation (Available in Spanish)

Security Based Compensation (Blackline to May 8, 2013)

Former Policy 4.4 - Incentive Stock Options (May 8, 2013)
Policy 4.5 Rights Offerings (Available in Spanish)

Rights Offering (Blackline to September 5, 2017)
Policy 4.6 Public Offering by Short Form Offering Document (Available in Spanish)

Public Offering by Short Form Offering Document (Blackline to August 14, 2013)
Policy 5.1 Loans, Loan Bonuses, Finder's Fees and Commissions

Loans, Loan Bonuses, Finder's Fees and Commissions (Blackline to August 14, 2013)
Policy 5.2 Changes of Business and Reverse Takeovers (Available in Spanish)

Changes of Business and Reverse Takeovers (Blackline to June 14, 2010)
Policy 5.3 Acquisitions and Dispositions of Non-Cash Assets
Policy 5.4 Escrow, Vendor Consideration and Resale Restrictions
Policy 5.5 Issuer Bids, Take-over Bids and Insider Bids
Policy 5.6 Normal Course Issuer Bids
Policy 5.7 Small Shareholder Selling and Purchase Arrangements
Policy 5.8 Issuer Names, Issuer Name Changes, Share Consolidations and Splits (Available in Spanish)

Issuer Names, Issuer Name Changes, Share Consolidations and Splits (Blackline to April 7, 2021)
Policy 5.9 Protection of Minority Security Holders in Special Transactions
Policy 6.2 Transitional Provisions on the ASE and/or VSE

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