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TSXV Corporate Finance Bulletins

Quick links: 2024, 2023, 2022, 2021, 2020, 2019, 2018, 2017, 2016, 2015, 2014, 2013, 2012, 2011, 2010,

2024

Acceptable Transfer Agents, Registrars and Escrow Agents (Appendix 3A)
(Available in Spanish)

Changes to the Settlement Cycle (T+1)
(Available in Spanish)

TMX LINX® Online Filing Portal
(Available in Spanish)

TSXV Sandbox
(Available in Spanish)

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees and Payment Options
(Available in Spanish)

Investor Relations, Promotional and Market-Making Activities
(Available in Spanish)

Upcoming Changes to the Settlement Cycle (T+1)
(Available in Spanish)

Form 2J – Securityholder Information
(Available in Spanish)

2023

TSXV Passport Listing Process

Changes to the Settlement Cycle (T+1)
(Available in Spanish)

Acceptable Transfer Agents, Registrars and Escrow Agents (Appendix 3A)
(Available in Spanish)

Acceptable Transfer Agents, Registrars and Escrow Agents (Appendix 3A)
(Available in Spanish)

Change of Address for the TSX Venture Exchange in Vancouver
(Available in Spanish)

Acceptable Transfer Agents, Registrars and Escrow Agents (Appendix 3A)
(Available in Spanish)

SEDAR+ and Capital Pool Companies
(Available in Spanish)

Listing Agreement Amendments
(Available in Spanish)

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees and Payment Options
(Available in Spanish)

Private Placements of Flow-through Securities involving Charities – Filing Requirements
(Available in Spanish)

Change of Address for the TSX Venture Exchange in Calgary
(Available in Spanish)

2022

Schedule of Fees
(Available in Spanish)

Listed Issuer Financing Exemption and "Exchange Hold Period" Amendments 
(Available in Spanish)

Listed Issuer Financing Exemption 
(Available in Spanish)

CDS Bulletin – Dividends: Record Dates & Payable Dates
(Available in Spanish)

Changes to $0.05 Minimum Pricing Requirement
(Available in Spanish)

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees and Payment Options
(Available in Spanish)

S&P/TSX Venture Composite Index Changes
(Available in Spanish)

Agreements with Future Payments in Securities
(Available in Spanish)

2021

Temporary Relief of $0.05 Minimum Pricing Requirement – Further Extension
(Available in Spanish)

Security Based Compensation
(Available in Spanish)

Escrow Agreement Execution (Available in Spanish)

National Day for Truth and Reconciliation
(Available in Spanish)

Temporary Relief of $0.05 Minimum Pricing Requirement – Further Extension
(Available in Spanish)

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees
(Available in Spanish)

Stock Symbols and Policy 5.8 – Issuer Names, Issuer Name Changes, Share Consolidations and Splits
(Available in Spanish)

Appendix 3A – Acceptable Transfer Agents, Registrars and Escrow Agents
(Available in Spanish)

2020

Form 3D1 – Information Required in an Information Circular for a Reverse Takeover or Change of Business / Form 3D2 – Information Required in a Filing Statement for a Reverse Takeover or Change of Business
(Available in Spanish)

Temporary Relief of $0.05 Minimum Pricing Requirement – Further Extension
(Available in Spanish)

Policy 2.4 - Capital Pool Companies (Available in Spanish)

Temporary Relief of $0.05 Minimum Pricing Requirement - Extension
(Available in Spanish)

Temporary Relief of $0.05 Minimum Pricing Requirement
(Available in Spanish)

Extension of Deadline for Payment of Sustaining Fees
(Available in Spanish)

Extension of Deadlines for AGM and Stock Option Plan Approval
(Available in Spanish)

COVID-19 Measures (Available in Spanish)

Valuation Reports for Mineral Properties – New CIMVAL Code
(Available in Spanish)

2019

Appendix 3A – Acceptable Transfer Agents, Registrars and Escrow Agents (Available in Spanish)

Form 2A Personal Information Form / Form 2C1 Declaration / Amendments to Reduce Frequency of Filings (Available in Spanish)

Appeals of Exchange Decisions (Available in Spanish)

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees (Available in Spanish)

"POT" Stock Symbol Reservation

2018

Form 2A Personal Information Form and Form 2C1 Declaration - Mandatory Electronic Filings

Promotional Expenses

Facilitating the Listing Process for Industrial, Technology and Life Sciences Issuers

Extension of Deadline to use Mandatory Electronic Filings

Change of Address for the TSX Venture Exchange in Montreal

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees (Available in Spanish)

Blockchain and Cryptocurrency (Available in Spanish)

In Memory of Corey Dean

2017

Electronic Form 2A Personal Information Form & Electronic Form 2C1 Declaration

In Memory of Douglas Stuve

Business Activities Related to Marijuana in the United States (Available in Spanish)

Change of Address for the TSX Venture Exchange in Toronto

Changes to the Settlement Cycle (T+2)

Changes to the Settlement Cycle (T+2) (Available in Spanish)

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees (Multilingual)

2016

New Form 2A Personal Information Form & New Form 2C1 Declaration (Available in Spanish)

Notice of Policy Amendments: Policy 5.2 – Changes of Business and Reverse Takeovers (Available in Spanish)

Notice of Policy Amendments - Policy 5.8 – Issuer Names, Issuer Name Changes, Share Consolidations and Splits and UPDATE regarding Four Character Stock Symbols (Available in Spanish)

Four Character Stock Symbol Reservations - UPDATE (Available in Spanish)

Notice of Policy Amendments (Available in Spanish)

Potential Disruption at Canada Post  
(Available in Spanish)

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees; Notice to Halt (Available in Spanish)

Four Character Stock Symbol Reservations

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees

Proposed Policy Amendments

  • (a) Policy 4.5 – Rights Offerings

2015

Listing of Emerging Market Issuers

  • (a) Policy 2.10 - Listing of Emerging Market Issuers

In Memory of Paul Reynolds

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees

Reverse Takeovers and Changes of Business – Discretionary Waivers of Shareholder Approval Requirement

Dual-listings on Santiago Stock Exchange, Venture and Impact on "Venture Issuer" Status

Trading of Securities Subject to Exchange Hold Period on TSX Private Markets

Advance Notice of Policy Amendments

  • (a) Policy 4.1 – Private Placements
  • (b) Form 4B – Notice of Private Placement

Advance Notice of Policy Amendments: Policy 5.1 – Loans, Loan Bonuses, Finder's Fees and Commissions

2014

New Exhibit 1 to Form 2A - Personal Information Form and Form 2C1 - Declaration

Discretionary Waivers of $0.05 Minimum Pricing Requirement - UPDATE

Policy Amendment - Definition of "Tier 1 Property" in Policy 1.1 - Interpretation

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees

Discretionary Waivers of $0.05 Minimum Pricing Requirement

Facilitating the Listing Process for Industrial, Technology and Life Sciences Issuers:

  1. Interpretative Guidance for "History of Operations/Validation of Business" Listing Requirement
  2. Enhancing the Utility of Pre-Filing Applications

2013

Policy Amendments:

  1. Amendment of Minimum Pricing Rules for Convertible Securities
  2. Amendment of Minimum Pricing Rules for Initial Public Offerings
  3. Amendment of Shareholder Approval Requirement for Share Consolidations

Private Placements - Lapsing of Temporary Relief from Certain Pricing Requirements

Advance Notice of Policy Amendments:

  • Amendment of Minimum Pricing Rules for Convertible Securities
  • Amendment of Minimum Pricing Rules for Initial Public Offerings
  • Amendment of Shareholder Approval Requirement for Share Consolidations

Rescission of Deal Structure and Founder Shares Guidelines

Changes to Auditor Independence Rules Proposed by the Canadian Institute of Chartered Accountants

Policy Amendments:

  • (a) Policy 4.4 - Incentive Stock Options
  • (b) Policy 4.7 - Charitable Options in Connection with an IPO
  • (c) Form 4G - Summary Form - Incentive Stock Options

Private Placements - Extension and Modification of Temporary Relief from Certain Pricing Requirements

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees

2012

Consultation Paper on Emerging Market Issuers
Proposed Appendix 2B - Listing of Emerging Market Issuers

Private Placements - Extension and Modification of Temporary Relief from Certain Pricing Requirements

Due Bills - Guidance in Respect of Dividends/Distributions and Other Material Corporate Events Involving Due Bill Trading

Stock Symbol Allocations

Private Placements - Temporary Relief from Certain Pricing Requirements

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees

Policy Amendments:

  • (a) Policy 3.2 - Filing Requirements and Continuous Disclosure
  • (b) Policy 1.1 - Interpretation

Reminder of Ongoing Corporate Governance Requirements for Boards of Directorsand Audit Committees

2011

New Form 2A - Personal Information Form and Form 2C1 - Declaratio

Common Filing Errors - Forms 2A and 2C1

Requirement for a Certificate of the Sponsor in Form 3B1/3B2

New National Instrument 43-101 and Corresponding Geological Report Requirements

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees

Personal Information Form - Form 2A, Declaration - Form 2C1, Identification Requirements

Expedited Private Placements

2010

Personal Information Form - Form 2A, Declaration - Form 2C1, and Identification Requirements

Amendments to Fees

Changes to Minimum Listing, Tier Maintenance Requirements, CPC Policy 2.4 and Other Policy Amendments - Effective June 14, 2010

Payment of Outstanding TSX Venture Exchange Annual Sustaining Fees

Personal Information Form - Form 2A

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